PATRICIA RIVET MURRAY, Judge.
Defendant, the State of Louisiana, through the Board of Supervisors of LSU, representing The Medical Center of Louisiana at New Orleans [hereinafter collectively referred to as "LSU"] appeals the trial court's judgment awarding damages to the widow and children of Edward J. Holloway for his wrongful death. Plaintiffs filed an answer to the appeal arguing that the trial court incorrectly reduced their damages by applying one, rather than two, "caps" pursuant to La. R.S. 40:1299.39, the Malpractice Liability for State Services Act ["MLSSA"]. For the reasons that follow, we affirm.
Mr. Holloway, then 66 years old, was admitted to the Medical Center of Louisiana at New Orleans ["MCLNO"] on March 17, 2000, after he had come to the emergency room complaining of nausea, vomiting, lower abdominal pain and distention that had persisted for several days. Mr. Holloway had a history of chronic obstructive lung disease, alcohol abuse, and a 1989 prostatectomy and small bowel resection. At MCLNO Mr. Holloway underwent surgery to cure a twisted bowel on March 18th; three days later, on March 21st, he underwent a bowel resection because his bowel had again become obstructed. He developed pneumonia, however, and his condition continued to deteriorate such that on April 5th, a tracheotomy was performed on him, a feeding tube was inserted into his stomach, and he was transferred to a long term care facility, LifeCare. Following those procedures, Mr. Holloway developed peritonitis, and he died on April 25, 2000, due to "sepsis with shock as a consequence of abdominal wall cellulitis and pneumonia."
On July 29, 2003, after a Medical Review Panel had determined that LSU had not
In accompanying written Reasons for Judgment, the trial court stated that the plaintiffs had proved by a preponderance of the evidence that the physicians and/or other healthcare personnel responsible for the care and treatment of Mr. Holloway while he was at the MCLNO had breached the applicable standard of care in two respects: (1) by prematurely removing Mr. Holloway's nasal gastric tube within twenty-four hours after his March 18th surgery, thereby increasing the risk of aspiration of gastric contents into his lungs; and (2) by failing to properly attach to his abdominal wall the feeding tube that was inserted on April 5th following his second surgery, such that the tube became dislodged. As a result of the tube becoming dislodged, Mr. Holloway developed cellulitis in his anterior abdominal wall. According to the trial court, this condition coupled with the spilling of gastric juices caused peritonitis, as a result of which Mr. Holloway went into septic shock and died. The trial court specifically found that the plaintiffs had carried their burden of proving that the conduct of the physicians and staff that treated Mr. Holloway at the MCLNO was beneath the standard of care and that their negligence was a direct cause of Mr. Holloway's death. The trial court additionally found that the defendant, LSU, was responsible for the negligence of its employees under the doctrine of respondeat superior. Finally, noting the close and loving relationship Mr. Holloway had shared with his wife and children, even though they were all of the age of majority at the time of his death, the trial court reasoned that the amounts of general damages it awarded were supported by the record.
In addition to the monetary awards made, the trial court's judgment specified that the defendant was exempt from paying costs pursuant to La. R.S. 13:4521 (providing that the state, or any employee thereof acting within the course and scope of his employment, with certain exceptions, is not required to pay court costs in any judicial proceeding instituted by or against the state). Finally, the judgment provided that its award of damages was subject to the limitation of recovery as provided for in La. R.S. 40:1299.42.
The defendant filed a Motion for New Trial on the basis that the trial court had mistakenly cited La. R.S. 40:1299.42(the medical malpractice statute governing the liability of private healthcare providers) instead of La. R.S. 40:1299.39 (MLSSA, which governs medical malpractice liability for state services) as the basis for limiting the plaintiffs' recovery.
On September 16, 2010, the trial court issued a written judgment formally granting the defendant's Motion for New Trial and plaintiffs' Motion to Amend Judgment on the issue of the citation of the incorrect statute, and denying the plaintiffs' Motion for New Trial for Reargument Only. Additionally, the court on its own motion granted a new trial for the purpose of amending the original judgment to include an award of judicial interest. That same day, the trial court issued an "Amended Judgment" that was identical to the July 30, 2010 judgment except for the substitution of La. R.S. 40:1299.39 in place of La. R.S. 40:1299.42 and the addition of an award of "legal interest pursuant to La. R.S. 13:5112." The trial court also reissued with its Amended Judgment the identical reasons for Judgment that had accompanied its July 30th judgment.
On October 11, 2010, the trial court granted LSU an order of suspensive appeal from the July 30, 2010 judgment and the September 16, 2010 amended judgment. LSU cites a single assignment of error: that the plaintiffs failed to prove the existence of an employment/ respondeat superior relationship between LSU and the individual physicians and/or staff members upon whose negligence LSU's liability was founded. Answering the appeal, the plaintiffs assert that the trial court erroneously applied a single medical malpractice "cap" as provided for in La. R.S. 40:1299.39.
There are only two issues on appeal:
By this assignment of error, the defendant argues that the plaintiffs failed to prove that LSU is responsible under the
The plaintiffs point out that La. R.S. 13:5108.1, entitled "Indemnification of officers and employees of the state; civil rights; representation by attorney general" has no applicability to an action brought under MLSSA. Additionally, they argue that introduction of the individual employment contracts was not necessary in the instant case because the medical records admitted into evidence provided sufficient proof that all the doctors and staff members who cared for Mr. Holloway at the MCLNO were employed by LSU and were acting within the course and scope of their employment. Finally, the plaintiffs cite the testimony of Dr. DeBoisblanc, a former professor at LSU, who confirmed that staff surgeons at the MCLNO are employees of LSU.
We note that this issue was first raised in a Motion for Involuntary Dismissal pursuant to La. C.C.P. art. 1672(B) filed by LSU after the plaintiffs had presented their evidence in the trial court.
Now considering this issue in light of the entire record, we agree with the trial court's determination that the plaintiffs provided sufficient proof of the respondeat superior relationship between LSU and the individuals whose actions the trial court found to be beneath the standard of care. We first note that this action is governed by the MLSSA, not La. R.S. 13:5108.1, which is part of the Governmental Claims Act (La. R.S. 13:5101 through 5113). La. R.S. 13:5108.1 specifically provides for the state to indemnify and defend any covered individual against any lawsuit seeking damages for the alleged negligence or other act of the individual while he was engaged in the performance of his duties of employment with the state.
According to the defendant's argument, this provision requires that the employment contracts of the individual physicians be introduced into evidence in order to prove LSU's responsibility for their actions under the doctrine of respondeat superior.
We find defendant's argument to be misplaced. By its own terms, the above-cited provision does not apply to the instant situation because it is not alleged that the person who was being treated, Mr. Holloway, caused harm to any third party; rather, it is alleged that the physicians treating Mr. Holloway at MCLNO caused harm to Mr. Holloway. Moreover, in the instant situation indemnification is clearly not applicable because only the state is named as a defendant. Finally, even if any of the individual doctors had been named as a defendant, the MLSSA prohibits entry of judgment against an individual physician. Detillier v. Kenner Regional Medical Center, 03-3259, pp. 15-16 (La.7/6/04), 877 So.2d 100, 110-111. In Detillier, the Louisiana Supreme Court held that although an individual health care provider may (but is not required to) be named as a defendant in an action brought under the MLSSA, any judgment obtained shall be entered against only the state entity, reasoning that: "The essence of the MLSSA is that a person qualified or covered under the Public Act is insulated from being cast in judgment." Id., p. 16, 877 So.2d at 111.
The MLSSA's definition of "State health care provider" or "person covered by this Part" is an extensive list, including but not limited to: the state or any of its departments; state hospitals and facilities; employees of the state acting within the course and scope of their duties in providing health care in connection with a state entity; physicians acting pursuant to a staff appointment to a state hospital or facility; residents, interns, or students supervised by such physicians; and health care providers performing voluntary professional services in a health care facility for or on behalf of the state. See La. R.S. 40:1299.39 A.
Thus, in an action filed under the MLSSA, one of the facts the plaintiff must prove by a preponderance of the evidence is that the person or persons whose conduct caused the plaintiff's damages was covered under the Act. Nothing in the MLSSA, or otherwise in the law, suggests that the introduction of an employment contract is required to satisfy the plaintiff's burden of proof in this respect. Proof of a fact by either direct or circumstantial evidence is sufficient to constitute a preponderance, when considering the evidence as a whole, such proof shows that the fact is more probable than not. Joseph v. Broussard Rice Mill, 00-0628, pp. 7-8 (La.10/30/00), 772 So.2d 94, 100 (citations omitted). Circumstantial evidence is evidence of facts or circumstances from which one might infer, using reason and common experience, the existence of other connected facts. Id., p. 8, 772 So.2d at 100-101. Circumstantial evidence may be as persuasive as testimonial or direct evidence in demonstrating the existence or nonexistence of a fact at issue. Id., p. 8, 772 So.2d at 101.
In answer to the appeal, the plaintiffs contend that the trial court erred by applying the $500,000 statutory cap to the plaintiffs' award of damages as provided for by the MLSSA. As noted previously, the MLSSA provides that "no judgment shall be rendered . . . for the injury or death of any patient in any action or claim for an alleged act of malpractice in excess of five hundred thousand dollars plus interest and costs, exclusive of future medical care and related benefits valued in excess of such five hundred thousand dollars. . . ." La. R.S. 40:1299.39(F). The plaintiffs' contention that the trial court should have applied two caps instead of the one provided for in the statute is based upon a jurisprudential exception first recognized in Batson v. South Louisiana Medical Center, wherein the Louisiana Supreme Court held that under certain circumstances, more than one cap can be awarded injuries to a single person, stating: "We find that the MLSSA does not prohibit multiple statutory caps for multiple acts of negligence which produce separate and independent damages." Batson v. South Louisiana Medical Center, 99-0232 (La.11/19/99), 750 So.2d 949, 957.
In the instant case, it is indisputable that the trial court found there were two separate acts of malpractice—the premature removal of the nasal gastric tube and the failure to properly attach the feeding tube to the abdominal wall—that contributed to Mr. Holloway's death. However, the trial court also found that there was only one injury, stating at the hearing on the plaintiffs' motion for new trial: "My intent was that there was only one injury, the ultimate death of Mr. Holloway." This fact distinguishes the instant case from Batson, in which the trial court determined that the plaintiff had suffered three separate injuries as a result of three separate and unrelated acts of malpractice committed by separate caregivers, to wit: (1) The failure of treating surgeons to administer antibiotics, which resulted in sepsis; (2) The negligence of treating orthopedists and physical therapists, which resulted in severe flexion contractures (body curled in a fetal position); and (3) the failure of ICU physicians and nursing staff to frequently re-position the patient, which resulted in severe decubitus ulcers (bed sores). See 99-0232, pp. 2-5, 750 So.2d at 951-953. The trial court found the state healthcare providers to be 100%
In the instant case, the plaintiffs argue that the two acts of negligence resulted in two different injuries to Mr. Holloway; they contend that the premature removal of the nasal gastric tube caused him to aspirate stomach contents into his lungs, which resulted in pneumonia, and that the subsequent failure to secure his feeding tube caused the tube to become dislodged, which resulted in sepsis. To accept this argument, we would have to find that the trial court committed manifest error by determining that the plaintiffs herein suffered only one injury: Mr. Holloway's death. However, we find no manifest error based on this record.
Although the plaintiffs contend that the pneumonia and sepsis constitute two separately compensable injuries,
Despite having sought damages for Mr. Holloway's "conscious pain and suffering" in their petition, the plaintiffs introduced no evidence regarding his pain and suffering; nor did they appeal the trial court's failure to award any such survival damages. With regard to medical expenses, the only evidence introduced was the invoice for Mr. Holloway's treatment at Life-Care, a private facility. The trial court's award of $76,249.49 in medical expenses exactly matches the amount of total "payments" shown on the LifeCare bill. The only other evidence regarding damages is the testimony of Mr. Holloway's wife and five children as to the grief, suffering and deprivation each of them experienced as a result of Mr. Holloway's death. Although
Because the trial judge found that the two separate acts of negligence combined to cause one injury, she awarded only a lump sum for medical expenses, and separate amounts of general damages to each individual plaintiff for his or her loss of companionship, society and suffering on account of Mr. Holloway's death. Reviewing this record, we cannot say that the trial court's determination that Mr. Holloway suffered only one injury is unreasonable in light of the totality of the evidence. It was the plaintiffs' burden to prove that the defendant's separate acts of negligence resulted in two separately compensable injuries with separate damages in order to trigger the application of two caps under the Batson exception to the MLSSA. The trial court obviously concluded that the plaintiffs failed to meet that burden in the instant case. We find no manifest error in the trial court's conclusion.
Accordingly, we hold that the trial court did not err by limiting the plaintiffs' recovery to a single $500,000 cap under the MLSSA.
For the reasons stated, we affirm the judgment of the trial court.